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Paralegal Completes Advanced Paralegal Certification Program

Shevawn D. Bannon, senior litigation paralegal with Knott Ebelini Hart, has recently completed the Advanced Paralegal Certification program on E-discovery.  The Advanced Paralegal Program is provided by the National...

August 19, 2014

Legal Insights

Federal Regulation of Corporate Takeover Bids or Tender Offers

Traditionally, proxies of shareholders of corporate takeover targets were sought for votes in favor of the takeover. Rules were issued by the Securities and Exchange Commission to regulate the content of proxies so that...

June 20, 2014

Legal Insights

Investment Manager Reports To Be Filed With the Securities and Exchange Commission

Institutional investment managers must report to the Securities and Exchange Commission on Form 13F those securities registered under Section 13(f) of the Securities Act of 1933 over which the investment managers exercise...

June 20, 2014

Legal Insights

Investor Suitability Requirements for Broker Dealer Recommendations

Broker dealers may make investment recommendations to investors only if the broker dealer first determines that the recommended investment would be suitable for the investor. Suitability depends upon the investor’s...

June 20, 2014

Legal Insights

Securities Law Additional Offerings, Disclosure & the Securities Exchange Act of 1934 Tender Offers

A company goes private by reducing the number of its stockholders to less than 300. The company thereby no longer is required to file public company reports with the Securities and Exchange Commission. Public companies that...

June 20, 2014

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