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Paralegal Completes Advanced Paralegal Certification Program
Shevawn D. Bannon, senior litigation paralegal with Knott Ebelini Hart, has recently completed the Advanced Paralegal Certification program on E-discovery. The Advanced Paralegal Program is provided by the National...
August 19, 2014 Share This
Federal Regulation of Corporate Takeover Bids or Tender Offers
Traditionally, proxies of shareholders of corporate takeover targets were sought for votes in favor of the takeover. Rules were issued by the Securities and Exchange Commission to regulate the content of proxies so that...
June 20, 2014 Share This
Investment Manager Reports To Be Filed With the Securities and Exchange Commission
Institutional investment managers must report to the Securities and Exchange Commission on Form 13F those securities registered under Section 13(f) of the Securities Act of 1933 over which the investment managers exercise...
June 20, 2014 Share This
Investor Suitability Requirements for Broker Dealer Recommendations
Broker dealers may make investment recommendations to investors only if the broker dealer first determines that the recommended investment would be suitable for the investor. Suitability depends upon the investor’s...
June 20, 2014 Share This
Securities Law Additional Offerings, Disclosure & the Securities Exchange Act of 1934 Tender Offers
A company goes private by reducing the number of its stockholders to less than 300. The company thereby no longer is required to file public company reports with the Securities and Exchange Commission. Public companies that...
June 20, 2014 Share This
