Category: Legal Blog
Investor Suitability Requirements for Broker Dealer Recommendations
Broker dealers may make investment recommendations to investors only if the broker dealer first determines that the recommended investment would be suitable for the investor. Suitability depends upon the investor’s...
June 20, 2014 Share This
Limitation of Liability for Design Professionals
On April 24, 2013 the Governor approved Chapter 2013-28, Committee Substitute for Senate Bill No. 286, amending the provisions of Chapter 558, Florida Statutes (the Construction Defect Statute) to take effect on July 1, 2013....
April 24, 2013 Share This