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Legal Blog

Real Estate Purchase Contracts

A contract is a necessity for all real estate purchases, whether residential or commercial. The contract will break down the terms of the purchase, much of which can be confusing for average buyers and sellers. Working with a...

October 1, 2014

Legal Blog

Federal Regulation of Corporate Takeover Bids or Tender Offers

Traditionally, proxies of shareholders of corporate takeover targets were sought for votes in favor of the takeover. Rules were issued by the Securities and Exchange Commission to regulate the content of proxies so that...

June 20, 2014

Legal Blog

Investment Manager Reports To Be Filed With the Securities and Exchange Commission

Institutional investment managers must report to the Securities and Exchange Commission on Form 13F those securities registered under Section 13(f) of the Securities Act of 1933 over which the investment managers exercise...

June 20, 2014

Legal Blog

Investor Suitability Requirements for Broker Dealer Recommendations

Broker dealers may make investment recommendations to investors only if the broker dealer first determines that the recommended investment would be suitable for the investor. Suitability depends upon the investor’s...

June 20, 2014

Legal Blog

Securities Law Additional Offerings, Disclosure & the Securities Exchange Act of 1934 Tender Offers

A company goes private by reducing the number of its stockholders to less than 300. The company thereby no longer is required to file public company reports with the Securities and Exchange Commission. Public companies that...

June 20, 2014

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